AF
Andrew M. Fitzpatrick
PACESETTER FINANCIAL GROUP, L.L.C.
Lincoln, IL 62656-2858
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CRD#: 5741117
AF
Professional summary
Andrew Michael Fitzpatrick is a registered financial advisor currently at PACESETTER FINANCIAL GROUP, L.L.C. located in Lincoln, Illinois.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANDY WORKS AS A CERTIFIED PUBLIC ACCOUNTANT FOR J.M. ABBOTT & ASSOCIATES, LTD, LOCATED AT 207 S. MCLEAN STREET, LINCOLN, IL 62656, WHICH IS A CERTIFIED PUBLIC ACCOUNTING FIRM. J.M. ABBOTT & ASSOCIATES, LTD. IS NOT AN INVESTMENT-RELATED BUSINESS. BOTH J.M. ABBOTT & ASSOCIATES, LTD. AND PACESETTER FINANCIAL GROUP, LLC ARE CO-OWNED BY THE SAME TWO MAJORITY PARTNERS, CLAYTON L. GEORGE AND DEBRA A. CURRY. J.M. ABBOTT & ASSOCIATES, LTD ALSO HAS TWO MINORITY PARTNERS. THE BUSINESSES ARE COMPLEMENTARY OF EACH OTHER. ANDY WAS HIRED BY J.M. ABBOTT & ASSOCIATES, LTD AT THE SAME TIME HE BEGAN WORKING FOR PACESETTER FINANCIAL GROUP, LLC, IN SEPTEMBER OF 2007. ANDY WILL DEVOTE AN AVERAGE OF 45 HOURS PER MONTH (25% OF HIS TIME) TO J.M. ABBOTT & ASSOCIATES-RELATED BUSINESS, 3/4 OF WHICH WILL BE DURING SECURITIES TRADING HOURS. ANDY PREPARES TAX RETURNS AND MONTHLY FINANCIAL STATEMENTS, AND ASSISTS CLIENTS IN TAX PLANNING AND BUSINESS CONSULTING FOR J.M. ABBOTT & ASSOCIATES, LTD.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2009 - Present
PACESETTER FINANCIAL GROUP, L.L.C.
Office #1: 207 S. Mclean Street, Lincoln, IL 62656-2858RIA
CRD#: 123287
Lincoln, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PACESETTER FINANCIAL GROUP, L.L.C.
PACESETTER FINANCIAL GROUP, L.L.C.
CRD#: 123287 / SEC#: 801-129763
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)Illinois
Registered Investment Advisory firm - (4/24/2024 Terminated)Louisiana
Registered Investment Advisory firm - (11/14/2016 Terminated)Texas
Registered Investment Advisory firm - (4/24/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/23/2009)
IAR
Texas(7/18/2015)
Current Firm
PF
PACESETTER FINANCIAL GROUP, L.L.C.
PACESETTER FINANCIAL GROUP, L.L.C.
CRD#: 123287 / SEC#: 801-129763
RIA
Registered Investment Advisory firm - (3/21/2024 Approved)Illinois
Registered Investment Advisory firm - (4/24/2024 Terminated)Louisiana
Registered Investment Advisory firm - (11/14/2016 Terminated)Texas
Registered Investment Advisory firm - (4/24/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
207 S. Mclean Street, Lincoln, IL 62656-2858
Mailing Address
Phone number
(217) 735-1576
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 744 |
| AUM (Assets Under Management) | $ 145,482,825 |
Red Flags
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