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Alexander R. Thompson

SMARTX ADVISORY SOLUTIONS
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 5741109
AT

Professional summary

Alexander Ross Thompson is a registered financial advisor currently at SMARTX ADVISORY SOLUTIONS located in West Palm Beach, Florida and HEDGECO SECURITIES, LLC located in West Palm Beach, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Alexander has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYED BY HEDGECO NETWORKS AND ITS INVESTMENT RELATED ENTITIES INCLUDING DIRECTOR OF OPERATIONS OF HEDGECO INVESTMENT MANAGEMENT, LLC AND HEDGECO HYBRID MASTER GP, LLC, HEDGECO HYBRID LTD, AND DIRECTOR OF PRODUCT DEVELOPMENT FOR HEDGECOVEST LLC 400 CLEMATIS ST. #205 WEST PALM BCH FL 33401 WORKS MONDAY-FRIDAY, 20 HOURS PER WEEK. LOCATED IN WEST PALM BEACH, FL OFFICE. THIS IS THE SAME LOCATION AS HEDGECO SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Ross Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 9, 2018 - Present

SMARTX ADVISORY SOLUTIONS

Office #1: 105 S. Narcissus Avenue Suite 701, West Palm Beach, FL 33401
RIA
CRD#: 297680
West Palm Beach, FL
Current

April 15, 2010 - Present

HEDGECO SECURITIES, LLC

Office #1: 105 Narcissus Avenue Suite 701, West Palm Beach, FL 33401-5322
BD
CRD#: 142498
West Palm Beach, FL
Past

April 21, 2015 - December 31, 2019

SMARTX ADVISORY SOLUTIONS

RIA
CRD#: 167966
WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SMARTX ADVISORY SOLUTIONS
SMART XCHANGE | SMARTX ADVISORY SOLUTIONS LLC | SMARTX ADVISORY SOLUTIONS | SMARTX

CRD#: 297680 / SEC#: 801-113795

RIA
Registered Investment Advisory firm - (8/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/10/2014)
IAR
Florida
(11/9/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SMARTX ADVISORY SOLUTIONS
SMART XCHANGE | SMARTX ADVISORY SOLUTIONS LLC | SMARTX ADVISORY SOLUTIONS | SMARTX

CRD#: 297680 / SEC#: 801-113795

RIA
Registered Investment Advisory firm - (8/7/2018 Approved)
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Contact information

Main Address
105 S. Narcissus Avenue Suite 701, West Palm Beach, FL 33401
Mailing Address
Phone number
(561) 835-8690
Established
Firm type
Fiscal year end
# of Employees
94

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SMARTX ADVISORY SOLUTIONS - DISCLOSURE BROCHURE MARCH 2025 (4/4/2025)

Regulatory assets under management

Total Number of Accounts51
AUM (Assets Under Management)$ 26,545,458,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMARTX ADVISORY SOLUTIONS

CRD#: 297680West Palm Beach, FL 33401

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