Jeremiah W. Zymola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremiah Walter Zymola was a registered financial professional .
Jeremiah is a previously registered financial professional and started their career in finance in 2010. Jeremiah had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2018 - April 23, 2019
TD AMERITRADE, INC.
September 11, 2014 - December 31, 2017
TD AMERITRADE, INC.
August 27, 2014 - April 23, 2019
TD AMERITRADE CLEARING, INC.
May 31, 2010 - August 12, 2014
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
