Christian Y. Gomez
Professional summary
Christian Yavier Gomez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christian is a previously registered financial professional and started their career in finance in 2010. Prior to being barred, Christian had worked at 3 firms, which includes BROOKLIGHT PLACE SECURITIES INC., NYLIFE SECURITIES LLC, CHASE INVESTMENT SERVICES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2023 - May 20, 2025
BROOKLIGHT PLACE SECURITIES, INC.
April 26, 2022 - September 27, 2023
NYLIFE SECURITIES LLC
January 11, 2010 - March 15, 2011
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 4/26/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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