Phillip C. Clark
Professional summary
Phillip Christopher Clark, who also goes by Phil Clark, Phillip C Clark, is a registered financial advisor currently at INVST, LLC located in Indianapolis, Indiana.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Phillip has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Christopher Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2016 - Present
INVST, LLC
Office #1: 3625 E 96th St, Indianapolis, IN 46240December 11, 2013 - September 15, 2016
SIGNATOR INVESTORS, INC.
December 11, 2013 - September 15, 2016
SIGNATOR INVESTORS, INC.
October 16, 2012 - December 18, 2013
NEW ENGLAND SECURITIES
June 6, 2012 - December 18, 2013
NEW ENGLAND SECURITIES
September 2, 2011 - June 7, 2012
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
INVST, LLC
CRD#: 282863 / SEC#: 801-107265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/16/2016)
Exams
Current Firm
INVST, LLC
CRD#: 282863 / SEC#: 801-107265
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,777 |
| AUM (Assets Under Management) | $ 1,786,624,623 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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