Jeffery A. Hardin

FIDUCIARY SOLUTIONS LLC

ROSEVILLE, CA 95661

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CRD#: 5739850

Professional summary

Jeffery Adam Hardin, who also goes by Adam Hardin, Jeffrey Adam Hardin, is a registered financial advisor currently at FIDUCIARY SOLUTIONS LLC located in Roseville, California and CAPE SECURITIES INC. located in Mcdonough, Georgia.

Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffery has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Hardin | Jeffrey Adam Hardin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent business is not investment related. Office address: 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Nature of business: Fixed insurance sales. Position: Self Employed. Start date June 2003. Number of hours devoted to business: 15-20 hours a month. Hours devoted to business during trading hours: 4-5 hours week. Business duties: insurance agent service and sales. Peak Financial Freedom Group LLC, is not investment related. Office address: 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Business is primarily a fixed insurance product marketing organization. Position: CCO. Start date 11/2018. Number of hours devoted to business: 3-4 hours a day, 60+ a month. Hours devoted to business during trading hours: 2-3 hours a day. Business duties: Compliance oversight, client management, development of individual client plans. Fiduciary Solutions, LLC is RIA related. Office Address 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Position of CCO and IAR, duties include compliance oversight, client management and client plan design. Runwell Fleet; not investment related; 2201 Wickson Ave Nashville, TN 37210; merchandise distribution; member/owner; start date of 9/1/2023; 8-10 hours per month with 2-4 during trading hours; administrative and managerial duties including direction on business efficiencies - office procedures, sales practices, marketing materials.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Adam Hardin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2024 - Present

FIDUCIARY SOLUTIONS LLC

Office #1: 2520 Douglas Blvd. Ste. 110, Roseville, CA 95661

RIA

CRD#: 332247

ROSEVILLE, CA

Current

January 1, 2017 - Present

CAPE SECURITIES INC.

Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253

CRD#: 7072

Mcdonough, GA

Past

April 15, 2021 - August 24, 2025

FIDUCIARY SOLUTIONS, LLC

RIA

CRD#: 312694

ROSEVILLE, CA

Past

September 10, 2018 - July 3, 2022

FIDUCIARY SOLUTIONS, LLC

QA3 FINANCIAL CORP.

CRD#: 14754

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/10/2017)

California
(3/24/2017)

IAR

California
(5/23/2025)

Georgia
(1/4/2017)

IAR

Texas
(10/25/2024)

Wisconsin
(3/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIDUCIARY SOLUTIONS LLC

CRD#: 332247 / SEC#:

California

Registered Investment Advisory firm - (5/23/2025 Approved)

Nevada

Registered Investment Advisory firm - (6/11/2025 Approved)

Texas

Registered Investment Advisory firm - (10/25/2024 Conditional Restricted)

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Contact information

Main Address

2520 Douglas Blvd. Ste. 110, Roseville, CA 95661

Mailing Address

Phone number

(916) 791-7063

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffery A. Hardin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffery Adam Hardin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPE SECURITIES INC.

FIDUCIARY SOLUTIONS, LLC

FIDUCIARY SOLUTIONS, LLC

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CAPE INVESTMENT ADVISORY, INC.

CAPE INVESTMENT ADVISORY, INC.

CAPE SECURITIES INC.

ADVANCED ASSET TRADING, INC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

QA3 FINANCIAL LLC

FIDUCIARY SOLUTIONS, LLC

QA3 FINANCIAL CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2010

Series 63

Date: 3/2/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2010

Series 6

Date: 2/23/2010

Series 24

Date: 8/2/2010

FINRA

Current Firm

FIDUCIARY SOLUTIONS LLC

Contact information

Documents

Red Flags

Company Information

FIDUCIARY SOLUTIONS LLC

TRUST BUT VERIFY

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