Keston O. Woodhouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keston Orlando Woodhouse was a registered financial professional .
Keston is a previously registered financial professional and started their career in finance in 2010. Keston had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2014 - May 13, 2015
GENERAL FINANCIAL SECURITIES, LLC
May 19, 2011 - December 31, 2011
STRATEGIC ALLIANCE SECURITY ADVISORS, LLC
August 31, 2010 - December 31, 2010
STRATEGIC ALLIANCE SECURITY ADVISORS, LLC
State Registrations and Notice Filings
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Current Firm
GENERAL FINANCIAL SECURITIES, LLC
CRD#: 170250 / SEC#:
Contact information
Red Flags
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