James D. Williams

CROWN POINT WEALTH ADVISORS

Hood River, OR 97031

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CRD#: 5739663

Professional summary

James D Williams II, who also goes by James D Williams II, James D. Williams, James Daniel Williams Ii, James Daniel Williams, James Williams, is a registered financial advisor currently at CROWN POINT WEALTH ADVISORS located in Hood River, Oregon.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James D Williams Ii | James D. Williams | James Daniel Williams Ii | James Daniel Williams | James Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property Type of business: residential long term rental Oregon City, OR Start date: 7/1/2017 owner Hours per week: 0 Hours during trading: 0 Maintain property Short term Rental property Type of business: Hospitality Rockaway Beach, OR Start date: 7/1/2021 Owner Hours per week: 0 Hours during trading: 0 Maintain property Insurance; investment-related; same address; life insurance and annuity business; independent representative; start date: 10/17/22; 2 hours per month both of which are during securities trading hours. Sales and service of insurance products as an independent rep of Lenz Financial Group.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James D Williams II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2022 - Present

CROWN POINT WEALTH ADVISORS

Office #1: 1313 Belmont Ave., Hood River, OR 97031

RIA

CRD#: 322424

Hood River, OR

Past

August 8, 2017 - October 17, 2022

EDWARD JONES

RIA

CRD#: 250

HOOD RIVER, OR

Past

August 4, 2017 - October 17, 2022

EDWARD JONES

CRD#: 250

HOOD RIVER, OR

Past

October 1, 2012 - August 8, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LAKE OSWEGO, OR

Past

October 1, 2012 - August 8, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

LAKE OSWEGO, OR

Past

March 2, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LAKE OSWEGO, OR

Past

March 2, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LAKE OSWEGO, OR

Past

June 14, 2010 - October 19, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

PORTLAND, OR

Past

April 26, 2010 - October 19, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CROWN POINT WEALTH ADVISORS

CPWA LLC | CROWN POINT WEALTH ADVISORS

CRD#: 322424 / SEC#: 801-129946

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

Oregon

Registered Investment Advisory firm - (5/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/15/2025)

IAR

Idaho
(4/14/2025)

IAR

Oregon
(10/16/2022)

IAR

Texas
(3/20/2025)

IAR

Washington
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2010

General Securities Representative Examination

Current Firm

CROWN POINT WEALTH ADVISORS

CPWA LLC | CROWN POINT WEALTH ADVISORS

CRD#: 322424 / SEC#: 801-129946

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

Oregon

Registered Investment Advisory firm - (5/10/2024 Terminated)

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Contact information

Main Address

1313 Belmont Ave., Hood River, OR 97031

Mailing Address

Phone number

(541) 386-2792

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250303 ADV 2A CPWA (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,049
AUM (Assets Under Management)	$ 141,463,083

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James D. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James D Williams II's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CROWN POINT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2010

Current Firm

CROWN POINT WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CROWN POINT WEALTH ADVISORS

TRUST BUT VERIFY

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