Thomas C. Akers

AMPLIFY COMMUNITY INVESTMENT PARTNERS

MIAMI BEACH, FL 33139

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CRD#: 5739128

Professional summary

Thomas Clark Akers, who also goes by Clark Akers, T. Clark Akers, is a registered financial professional currently at AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC located in Miami Beach, Florida.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Clark Akers | T. Clark Akers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Clark Akers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2024 - Present

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

Office #1: 1688 Meridian Avenue Suite 700, Miami Beach, FL 33139

CRD#: 326530

MIAMI BEACH, FL

Past

October 27, 2015 - March 31, 2020

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

April 11, 2013 - August 27, 2015

COMMERCE STREET CAPITAL, LLC

CRD#: 143797

DALLAS, TX

Past

October 15, 2012 - April 16, 2013

POTOMAC CAPITAL MARKETS, LLC

CRD#: 39800

MIDDLETOWN, MD

Past

December 24, 2009 - October 12, 2010

POTOMAC CAPITAL MARKETS, LLC

CRD#: 39800

MIDDLETOWN, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/19/2024)

Arkansas
(9/19/2024)

Florida
(9/16/2024)

Georgia
(10/31/2024)

Kentucky
(9/17/2024)

Louisiana
(9/27/2024)

Maine
(9/17/2024)

Mississippi
(9/16/2024)

Missouri
(9/18/2024)

New York
(9/22/2024)

North Carolina
(9/19/2024)

Oklahoma
(9/16/2024)

South Carolina
(9/16/2024)

Tennessee
(9/16/2024)

Exams

State Security Law Exam

Series 63

Date: 9/4/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

CRD#: 326530 / SEC#: , 8-71089

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1688 Meridian Avenue Suite 700, Miami Beach, FL 33139

Mailing Address

1688 Meridian Avenue Suite 700, Miami Beach, FL 33139

Phone number

(217) 637-6100

Established

Delaware since 04/04/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROSIAK, ERIC JAMES	FOUNDER, CEO AND CHIEF INVESTMENT OFFICER	5352200
NIXON, JON ALAN	FINOP	4710715
SMULEVITZ, CHARLES	CCO	5099387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas C. Akers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Clark Akers's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

COMMERCE STREET CAPITAL, LLC

POTOMAC CAPITAL MARKETS, LLC

POTOMAC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2024

Series 7TO

Date: 2/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2009

Series 24

Date: 2/4/2024

FINRA

Current Firm

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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