Michael J. Sama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Sama, CFA, who also goes by Michael Sama, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - December 20, 2016
GDK, INC.
January 8, 2010 - July 14, 2011
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GDK, INC.
CRD#: 31785 / SEC#: , 8-41401
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.R.T. INTERNATIONAL HOLDINGS (BVI) LTD. | SHAREHOLDER | |
| ANDERSON, WILLIAM JOHN | PRESIDENT AND DIRECTOR | |
| BURROW, ROBERT PHILIP | DIRECTOR | 6213228 |
| DANGELO, PETER PAUL | DIRECTOR AND VICE PRESIDENT | 1907846 |
| FULVIO, GENNARO JOHN | FINANCIAL OPERATIONS PRINCIPAL | 2435828 |
| KELLY, JOSEPH | VICE PRESIDENT AND TREASURER | 3134215 |
| LAUDANO, ERICA JUDE | COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 3022462 |
| PIERSON, BENJAMIN DOUGLAS | DIRECTOR | 6175389 |
| QUIN, MAXWELL LOWRY | VICE PRESIDENT, SECRETARY AND DIRECTOR | 2328137 |
| SOSNICK, AARON M | SENIOR VICE PRESIDENT | 2049980 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
