Alexander M. Medici

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CRD#: 5738695

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Mark Medici, CIMA®, who also goes by Alexander Medici, was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 2010. Alexander had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alexander Medici

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME OF OBA:WEALTH MANAGEMENT RESOURCES, INC.; ADDRESS OF OBA: SMITHFIELD, RI; NATURE: INVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT RELATED: YES; TITLE WITH OBA: VP; DUTIES: CONDUCTS FINANCIAL PLANNING ACTIVITIES; START DATE: START DATE: 10/01/18; APPROX. NUMBER OF HOURS/MONTH: 160; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: ALL.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

October 9, 2018 - March 22, 2023

WEALTH MANAGEMENT RESOURCES, INC.

CRD#: 45452

SMITHFIELD, RI

Past

October 3, 2018 - March 22, 2023

WEALTH MANAGEMENT RESOURCES, INC.

RIA

CRD#: 45452

SMITHFIELD, RI

Past

February 28, 2017 - July 24, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Foxboro, MA

Past

February 10, 2017 - December 19, 2017

LPL FINANCIAL LLC

CRD#: 6413

FOXBORO, MA

Past

October 27, 2015 - January 31, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENVILLE, RI

Past

October 20, 2015 - January 31, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENVILLE, RI

Past

January 15, 2010 - September 28, 2015

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT RESOURCES, INC.

CRD#: 45452 / SEC#: 801-57281, 8-51061

RIA

Registered Investment Advisory firm - SEC (2/18/2000 Approved)

Terminated by SEC on 09/10/2023

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/19/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2010

General Securities Representative Examination

Current Firm

WEALTH MANAGEMENT RESOURCES, INC.

CRD#: 45452 / SEC#: 801-57281, 8-51061

RIA

Registered Investment Advisory firm - SEC (2/18/2000 Approved)

Terminated by SEC on 09/10/2023

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Contact information

Main Address

28 Cedar Swamp Road Suite One, Smithfield, RI 02917

Mailing Address

Phone number

(401) 356-1400

Established

Rhode Island since 01/18/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

07 25 2025 WMR FORM ADV PART 2A AND 2B FINAL (7/25/2025)

Direct owners and executive officers

Name	Position	CRD#
WORTHLEY, KEVIN R	EXEC. VICE PRESIDENT/SECRETARY	4089865
WORTHLEY, KEVIN R	CHIEF COMPLIANCE OFFICER	4089865
NEELY, KIMBERLY BETH	FINOP	2045019

Regulatory assets under management

Total Number of Accounts	1,397
AUM (Assets Under Management)	$ 385,218,918

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander M. Medici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTH MANAGEMENT RESOURCES, INC.

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

WEALTH MANAGEMENT RESOURCES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2015

Series 63

Date: 2/19/2010

SIE

Date: 12/19/2017

Series 7

Date: 1/14/2010

Current Firm

WEALTH MANAGEMENT RESOURCES, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WEALTH MANAGEMENT RESOURCES, INC.

TRUST BUT VERIFY

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