JS
Jason L. Smith
PROSPERITY CAPITAL ADVISORS
AVON, OH 44011
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CRD#: 5738415
JS
Professional summary
Jason L Smith, who also goes by Jason L. Smith, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Avon, Ohio.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jason has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason L. Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jason L Smith is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and medicare supplements. He receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Smith spends approx. 5 hrs/week during trading hours on this activity. 2) Jason L Smith is owner of JL Smith Properties which is involved in real estate management and investments. Jason conducts this business from his home address.. Jason devotes approximately one hour per month to this activity during non-trading hours. 3) Jason L Smith is owner of Ridgeland Marketing. Ridgeland Marketing is a management company owned by Jason for the purpose of managing all other business holdings of the Smith family. Jason devotes approximately 8-10 hours per month to this activity during non-trading hours. 4) Jason L Smith is on the Board of Directors for the Marblehead Boat Club. Mr. Smith spends approximately one hour per month on this activity during non-trading hours. This is not an investment related activity. 5) Jason L Smith provides tax preparation, planning, and management services through his company JL Smith Tax Inc. and conducts this business from his registered location. Mr. Smith spends roughly one hour per month on this activity when not in tax season. During tax season, Mr. Smith spends approximately five hours per month on this activity. This is not an investment related activity. 6) Jason L Smith is the owner of the Smith Family Farm Ohio. This activity is conducted from his home address. The farm sells honey, produce, firewood and other farm grown goods. This is a non-investment related activity. Jason devotes approximately 8-10 hours per month to this activity. 7) Jason L Smith is a partner of JL Smith Group, Inc. d.b.a. JL Smith Holistic Wealth Management which is the operating entity for Jason's advisory, insurance and tax business. Jason spends approximately twenty hours per week during trading hours working under this entity.
CRS (Client Relationship Summary) - RIA
Click below to view Jason L Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2011 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 36610 Detroit Road, Avon, OH 44011RIA
CRD#: 156480
AVON, OH
Past
November 30, 2009 - March 30, 2011
AMERICAN INVESTMENT SERVICES
RIA
CRD#: 144088
AVON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/7/2022)
IAR
Ohio(3/25/2011)
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Avon, OH 44011TRUST BUT VERIFY
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