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Jason L Smith

PROSPERITY CAPITAL ADVISORS
AVON, OH
·CRD# 5738415·17 years registered

Professional Summary

Jason L Smith is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Avon, Ohio. Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jason has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

PROSPERITY CAPITAL ADVISORSCurrent·CRD# 156480
RIA
36610 Detroit Road, Avon, OH 44011
March 25, 2011 - Present

Past

AMERICAN INVESTMENT SERVICESPast·CRD# 144088
RIA
Avon, OH
November 30, 2009 - March 30, 2011

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Current Firm

PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

Contact Information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Phone Number

(888) 240-0064

# of Employees

244

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2026 (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,541

AUM (Assets Under Management)

$4,385,706,161

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Fixed Insurance: Jason L Smith is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Jason L Smith spends approx. 10 hrs/week during trading hours on this activity.
(2) Jason L Smith is the Owner of JL Smith Holistic Wealth Management which is the operating entity for Mr. Smith's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Smith spends approximately ten hours per week during trading hours working under this entity. Mr. Smith offers tax preparation and consulting services through this entity for a fee. Mr. Smith is involved in this activity for approximately 1 hour per month during trading hours.
(3) Jason L Smith owns rental property using the entity JL Smith Properties. Mr. Smith spends approximately 5 hours per month on this activity and 1 hour during trading hours. This is not an investment-related activity.
(4) Jason Smith is the owner of Smith Family Farm. This entity sells farm related goods and rents out meeting spaces. Mr. Smith spends approximately five hours per month on this activity during trading hours.
(5) Jason L Smith serves on the Board of Directors for the Marblehead Boat Club. As part of this organization, Mr. Smith helps provide governance and strategic oversight of the club. Mr. Smith spends approximately 1 hours per month during non-trading hours. This is not an investment-related activity.
(6) Jason L Smith is owner of Ridgeland Marketing. Ridgeland Marketing is a management company owned by Jason for the purpose of managing all other business holdings of the Smith family. Jason devotes approximately 8-10 hours per month to this activity during non-trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(11/7/2022)
IAR
Ohio
(3/25/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2009About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jason L Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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