JT
John D. Toliuszis
MONEY CONCEPTS CAPITAL CORP
Denver, CO
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CRD#: 5738173
JT
Professional summary
John David Toliuszis, who also goes by John D Toliuszis, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Denver, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John D Toliuszis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TOLIUSZIS CONSULTING - Start Date 1/1/2002, Owner, Nature of business: LONG TERM CARE,GROUP & INDIVIDUAL HEALTH BENEFITS-COMMISSION BASIS-, PROCESS IMPROVEMENT & SALES TRAINING CONSULTING FOR AUTOMOBILE BUSINESS, COMMISSION BASIS 10 TOTAL HOURS/MO AND 10 HOURS DURING SECURITIES TRADING. ADDRESS: 12855 EPPING WAY, FT. MYERS, FL 33913 2.ONE STOP INSURANCE and FINANCIAL SERVICES,LLC - Start Date 12/23/2014 Owner; MARKETING NAME FOR SECURITIES BUSINESS THROUGH MONEY CONCEPTS CAPITAL CORP AND P&C INSURANCE. MEMBER. 100 TOTAL HOURS MONTH DURING TRADING HOURS, 80 HOURS MONTH DURING SEC TRADING HOURS. INVESTMENT RELATED: YES. ADDRESS: 12855 EPPING WAY, FT. MYERS, FL 33913 3. ONE DEALER SOLUTION POSITION: MANAGING MEMBER NATURE: BUSINESS IN A LLC INVESTMENT RELATED. PERSONAL COMPANY - 100 TOTAL HRS MONTH. 50HRS DURING SECURITIES TRADING HOURS: START DATE: 01/19/2015 DESCRIPTION: OWNER OF BUSINESS THAT RECRUITS PROPERTY AND CASUALTY AGENCIES. ADDRESS: 12855 EPPING WAY, FT. MYERS, FL 33913. 4. One Solution Advisors Inc., Tax Preparation, Accounting, Investments, Insurance, Financial Planning. Officer, Owner, Agent, Non-investment related, 41-60% time spent on activity during non-securities hrs. 5. Strategic Tax and Investments Co, CPA. Officer. Non-investment related, 11-20% time spent on activity during non-securities hrs. 6. jJT's Rentals Limited, since 6/1/2024, owner, accountant, equipment rentals, Non-investment related, 1-10% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view John David Toliuszis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John David Toliuszis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
RIA
BD
CRD#: 12963
Denver, CO
Current
November 7, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
RIA
BD
CRD#: 12963
Denver, CO
Past
November 8, 2018 - December 31, 2019
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
Ft Myers, FL
Past
February 23, 2015 - November 6, 2018
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
FT MYERS, FL
Past
January 30, 2015 - November 6, 2018
FSC SECURITIES CORPORATION
BD
CRD#: 7461
FT MYERS, FL
Past
December 21, 2010 - February 11, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FORT MYERS, FL
Past
November 9, 2010 - February 11, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
FORT MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/8/2020)
IAR
Colorado(1/8/2020)
RR
Florida(11/7/2018)
RR
Illinois(10/26/2020)
RR
Michigan(10/26/2020)
RR
North Carolina(10/26/2020)
RR
Ohio(2/21/2019)
RR
Texas(2/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
