Derek R. Nault
Professional summary
Derek Robert Nault is a registered financial professional currently at FIGURE SECURITIES, INC. located in San Francisco, California.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2013. Derek has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Robert Nault's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2025 - Present
FIGURE SECURITIES, INC.
Office #1: 650 California Street Suite 200, San Francisco, CA 94108November 14, 2019 - September 12, 2023
T3 TRADING GROUP, LLC
January 30, 2013 - April 24, 2019
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
FIGURE SECURITIES, INC.
CRD#: 307093 / SEC#: , 8-70478
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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