Kristine J. Clagett
Professional summary
Kristine J Clagett, who also goes by Kris J Clagett, Kris Clagett, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Fort Collins, Colorado.
Kristine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kristine has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristine J Clagett's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2021 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 145 North College Avenue Suite G, Fort Collins, CO 80524December 19, 2012 - October 13, 2021
NATIONS FINANCIAL GROUP, INC.
Primary Firm SEC Registration
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/7/2022)
Exams
Current Firm
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861Fort Collins, CO 80524TRUST BUT VERIFY
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