PJ
Patrick M. Jeffs-catone
REDWOOD INVESTMENT GROUP,
Fort Bragg, CA 95437
Some features on this profile are disabled
CRD#: 5738008
PJ
Professional summary
Patrick Michael Jeffs-catone, who also goes by Patrick Michael Catone, is a registered financial advisor currently at REDWOOD INVESTMENT GROUP, INC located in Fort Bragg, California and GOLDEN STATE WEALTH MANAGEMENT, LLC located in Powell, Wyoming.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Michael Catone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Jeffs-catone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2013 - Present
REDWOOD INVESTMENT GROUP, INC
Office #1: 319 N Main Street, Fort Bragg, CA 95437RIA
CRD#: 168017
Fort Bragg, CA
Current
August 6, 2013 - Present
GOLDEN STATE WEALTH MANAGEMENT, LLC
Office #1: 254 E 2nd Street Suite 2, Powell, WY 82435RIA
CRD#: 167995
POWELL, WY
Current
March 25, 2022 - Present
ASCENTIS ASSET MANAGEMENT, LLC
Office #1: 201 E Sandpointe Ave Suite 460, South Coast Metro, CA 92707RIA
CRD#: 318126
SOUTH COAST METRO, CA
Current
September 15, 2022 - Present
GOLDEN STATE EQUITY PARTNERS, LLC
Office #1: 5001 Spring Valley Road Suite 810w, Dallas, TX 75244RIA
CRD#: 322879
DALLAS, TX
Current
January 8, 2019 - Present
LPL FINANCIAL LLC
Office #1: 254 E 2nd St Ste 2, Powell, WY 82435RIA
BD
CRD#: 6413
POWELL, WY
Past
July 10, 2020 - March 14, 2022
GOLDEN STATE ASSET MANAGEMENT
RIA
CRD#: 299649
SANTA ANA, CA
Past
March 26, 2018 - September 20, 2022
GOLDEN STATE EQUITY ADVISORS, LLC
RIA
CRD#: 289796
Santa Ana, CA
Past
July 25, 2016 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT BRAGG, CA
Past
June 5, 2012 - January 28, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT BRAGG, CA
Past
June 4, 2012 - March 9, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT BRAGG, CA
Past
July 14, 2011 - June 5, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
NEWPORT BEACH, CA
Past
February 9, 2011 - June 5, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2019)
RR
Alaska(3/6/2019)
RR
Arizona(2/22/2019)
IAR
Arizona(9/30/2022)
RR
Arkansas(3/12/2019)
IAR
California(8/6/2013)
RR
California(1/8/2019)
RR
Colorado(3/12/2019)
RR
Connecticut(3/12/2019)
RR
Delaware(1/30/2019)
RR
District of Columbia(11/26/2024)
RR
Florida(3/12/2019)
RR
Georgia(3/12/2019)
RR
Hawaii(1/28/2019)
RR
Idaho(3/6/2019)
RR
Illinois(3/12/2019)
RR
Indiana(2/15/2019)
RR
Iowa(11/26/2024)
RR
Kansas(3/12/2019)
RR
Kentucky(3/6/2019)
RR
Louisiana(3/12/2019)
RR
Maine(3/12/2019)
RR
Maryland(11/26/2024)
RR
Massachusetts(3/12/2019)
RR
Michigan(3/12/2019)
IAR
Michigan(9/19/2022)
RR
Minnesota(3/12/2019)
RR
Mississippi(11/26/2024)
RR
Missouri(3/12/2019)
RR
Montana(3/12/2019)
RR
Nebraska(11/26/2024)
RR
Nevada(3/12/2019)
IAR
Nevada(9/22/2022)
RR
New Jersey(3/12/2019)
RR
New Mexico(3/12/2019)
IAR
New Mexico(9/16/2022)
RR
New York(3/12/2019)
RR
North Carolina(3/12/2019)
RR
North Dakota(11/26/2024)
RR
Ohio(3/12/2019)
RR
Oklahoma(3/12/2019)
RR
Oregon(3/12/2019)
RR
Pennsylvania(3/12/2019)
RR
Rhode Island(1/6/2025)
RR
South Carolina(3/12/2019)
RR
South Dakota(3/6/2019)
RR
Tennessee(3/12/2019)
IAR
Texas(6/21/2013)
RR
Texas(1/28/2019)
IAR
Texas(9/15/2022)
RR
Utah(3/12/2019)
IAR
Utah(9/15/2022)
RR
Vermont(3/12/2019)
RR
Virginia(3/12/2019)
IAR
Washington(9/14/2015)
RR
Washington(3/12/2019)
RR
West Virginia(3/6/2019)
RR
Wisconsin(3/12/2019)
RR
Wyoming(3/12/2019)
IAR
Wyoming(9/29/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDEN STATE WEALTH MANAGEMENT, LLC
ARIMATHEA | WESTLAKE INVESTMENT ADVISORS | SWITCHBACKS CAPITAL | STELLAR WEALTH ADVISORS | SOLARIS WEALTH MANGEMENT | ROHLING WEALTH MANAGEMENT | RENAISSANCE WEALTH MANAGEMENT | RASMUSSEN ADVISORS | PREMIER CAPITAL WEALTH MANAGEMENT | PRECISION CAPITAL MANAGEMENT | POINTWEALTH CAPITAL MANAGEMENT | PERCISION CAPITAL MANAGEMENT | PEEK WEALTH | OMEGA WEALTH MANAGEMENT | OGDEN WEALTH MANAGEMENT & PLANNING SERVICES | OGDEN WEALTH MANAGEMENT | OAKMONT FINANCIAL GROUP, LLC | MILLER WEALTH MANAGEMENT | MATZ WEALTH MANAGEMENT | LUNDQVIST WEALTH STRATEGIES | LAGUNA POINT WEALTH ADVISORS | ISAAC KIM WEALTH MANAGEMENT | IDEAL LIFE WEALTH MANAGEMENT, LLC | IDEAL LIFE WEALTH MANAGEMENT | HENARES, PREISLER & ASSOCIATES, INC. | GSWM | GSAM | GRANITE BAY WEALTH MANAGEMENT | GOLDEN STATE WEALTH MANAGEMENT, LLC | GOLDEN STATE EQUITY PARTNERS | GOLDEN STATE ASSET MANAGEMENT | GOLDEN STATE | FAGO WEALTH MANAGEMENT | ENVISION WEALTH STRATEGIES | CURT HOWARD WEALTH MANAGEMENT AND INSURANCE SOLUTIONS | CROSSROADS WEALTH ADVISORS | CORNERSTONE FINANCIAL | CONSOLIDATED FINANCIAL MANAGEMENT | COMPANION WEALTH MANAGEMENT | CHAMPLAIN WEALTH ADVISORS | BY THE SEA WEALTH MANAGEMENT | BUR OAK WEALTH MANAGEMENT | AURUM INVESTMENT MANAGEMENT
CRD#: 167995 / SEC#: 801-107445
RIA
Registered Investment Advisory firm - (3/21/2016 Approved)California
Registered Investment Advisory firm - (4/28/2016 Terminated)Washington
Registered Investment Advisory firm - (4/29/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
254 E 2nd Street Suite 2, Powell, WY 82435
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,434 |
| AUM (Assets Under Management) | $ 1,835,285,996 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
