Donald E. Albrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Emory Albrecht was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2009. Donald had worked at 4 firms and has passed the SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2012 - March 27, 2015
COGNITIVE CAPITAL, LLC
January 4, 2011 - July 20, 2012
GETCO SECURITIES, LLC
January 4, 2011 - July 20, 2012
GETCO EXECUTION SERVICES LLC
December 24, 2009 - July 20, 2012
OCTEG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/2010
Limited Representative-Equity Trader ExamCurrent Firm
COGNITIVE CAPITAL, LLC
CRD#: 131272 / SEC#: , 8-66442
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTHUR S. MARGULIS LIVING TRUST DATED 2/24/1998 | MANAGING MEMBER | |
| MARK AND BETSY CARROLL FAMILY REVOCABLE TRUST | MEMBER | |
| THE M & C BUCKLEY FAMILY REVOCABLE TRUST DATED 10/13/2020 | MEMBER | |
| BUCKLEY, MATTHEW EDWARD | TRADING MANAGER, TRUSTEE | 5130690 |
| CARROLL, MARK WILLIAM | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, TRUSTEE | 5077727 |
| MARGULIS, ARTHUR SIDNEY JR | MANAGING PRINCIPAL, TRUSTEE | 2132364 |
| RIDGES, DAVID BRIAN | CHIEF TECHNOLOGY OFFICER, TRUSTEE | 4662004 |
| THE RIDGES FAMILY 2024 DECLARATION OF TRUST DATED MARCH 1, 2024 | MEMBER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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