Samuel I. Ogbonna
Professional summary
Samuel I Ogbonna JR., CFP®, CPWA®, who also goes by Sam Ogbonna, Samuel I Ogbonna Jr, Samuel I Ogbonna, Samuel Ikechukwu Ogbonna Jr., Samuel Ogbonna, Samuel Ikechukwu Ogbonna (jr.), is a registered financial advisor currently at SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC located in Dallas, Texas.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Samuel has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel I Ogbonna JR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Start date: 2022-07-01
Expire date: 2024-06-30
Experience
April 5, 2021 - Present
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
Office #1: 2101 Cedar Springs Rd. Suite 1000, Dallas, TX 75201February 10, 2016 - April 5, 2021
UBS FINANCIAL SERVICES INC.
November 18, 2015 - November 25, 2015
UBS FINANCIAL SERVICES INC.
November 17, 2015 - April 5, 2021
UBS FINANCIAL SERVICES INC.
August 15, 2012 - November 11, 2015
USAA FINANCIAL PLANNING SERVICES
May 12, 2011 - August 15, 2012
USAA INVESTMENT SERVICES COMPANY
March 1, 2011 - November 11, 2015
USAA FINANCIAL ADVISORS, INC.
October 26, 2010 - February 18, 2011
WADDELL & REED
August 20, 2010 - February 18, 2011
WADDELL & REED
Primary Firm SEC Registration
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
CRD#: 165306 / SEC#: 801-77650
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/12/2025)
(4/5/2021)
(4/5/2021)
Exams
Series 7TO
Date: 3/4/2024
General Securities Representative ExaminationCurrent Firm
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
CRD#: 165306 / SEC#: 801-77650
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,583 |
| AUM (Assets Under Management) | $ 4,956,973,083 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 12/26/2024 | ||
| 01/29/2024 | ||
| 06/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
CRD#: 165306Dallas, TX 75201TRUST BUT VERIFY
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