Benjamin E. Mossman

HAND SECURITIES,

Houston, TX 77024

Some features on this profile are disabled

CRD#: 5737390

Professional summary

Benjamin Erramouspe Mossman, who also goes by Benjamin Mossman, is a registered financial professional currently at HAND SECURITIES, INC located in Houston, Texas.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Benjamin Mossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Erramouspe Mossman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

HAND SECURITIES, INC

Office #1: 820 Gessner Ste 1250, Houston, TX 77024

CRD#: 45198

Houston, TX

Past

December 23, 2021 - January 20, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

PARKER, CO

Past

December 23, 2021 - January 20, 2022

LPL FINANCIAL LLC

CRD#: 6413

PARKER, CO

Past

July 21, 2021 - December 22, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

PARKER, CO

Past

July 21, 2021 - December 22, 2021

LPL FINANCIAL LLC

CRD#: 6413

OVERLAND PARK, KS

Past

February 5, 2010 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

January 1, 2010 - July 21, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/17/2025)

Texas
(7/17/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/11/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAND SECURITIES, INC

AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC

CRD#: 45198 / SEC#: , 8-51001

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

820 Gessner Ste 1250, Houston, TX 77024

Mailing Address

820 Gessner Ste 1250, Houston, TX 77024

Phone number

(713) 460-1000

Established

Texas since 02/02/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HAND BENEFITS AND TRUST CO	OWNER
HAND, STEPHEN SAWYER	CHIEF COMPLIANCE OFFICER	1950983
HAND, STEPHEN SAWYER	PRESIDENT	1950983
HAND, STEPHEN SAWYER	FINOP	1950983
ZIMMERMAN, GREGG KEITHLEY	VICE PRESIDENT	4840878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin E. Mossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Erramouspe Mossman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2010

SIE

Date: 10/1/2018

Series 7

Date: 12/30/2009

Series 24

Date: 10/11/2013

FINRA

Current Firm

HAND SECURITIES, INC

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAND SECURITIES, INC

TRUST BUT VERIFY

Similar Advisors