Raymond K. Morris

HIGH PINES WEALTH MANAGEMENT LLC

Duxbury, MA 02332

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CRD#: 5737357

Professional summary

Raymond Kevin Morris, who also goes by Raymond Morris, is a registered financial advisor currently at HIGH PINES WEALTH MANAGEMENT LLC located in Duxbury, Massachusetts.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Raymond has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance professional; same address; less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Kevin Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2018 - Present

HIGH PINES WEALTH MANAGEMENT LLC

Office #1: 40 Tremont Street Suite 62, Duxbury, MA 02332

RIA

CRD#: 285191

Duxbury, MA

Past

December 7, 2011 - August 1, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

October 22, 2010 - July 29, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

March 22, 2010 - September 16, 2010

WADDELL & REED

RIA

CRD#: 866

SAN MATEO, CA

Past

March 1, 2010 - September 16, 2010

WADDELL & REED

CRD#: 866

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH PINES WEALTH MANAGEMENT LLC

CRD#: 285191 / SEC#: 801-116935

RIA

Registered Investment Advisory firm - (7/10/2019 Approved)

Florida

Registered Investment Advisory firm - (8/13/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/13/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (8/20/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2010

General Securities Representative Examination

Current Firm

HIGH PINES WEALTH MANAGEMENT LLC

CRD#: 285191 / SEC#: 801-116935

RIA

Registered Investment Advisory firm - (7/10/2019 Approved)

Florida

Registered Investment Advisory firm - (8/13/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/13/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (8/20/2019 Terminated)

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Contact information

Main Address

40 Tremont Street Suite 62, Duxbury, MA 02332

Mailing Address

P.o. Box 2031, Duxbury, MA 02331

Phone number

(617) 580-3141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGH PINES DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/24/2025)

Regulatory assets under management

Total Number of Accounts	407
AUM (Assets Under Management)	$ 159,173,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond K. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Kevin Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

HIGH PINES WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2010

SIE

Date: 7/29/2016

Series 7

Date: 2/26/2010

Current Firm

HIGH PINES WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGH PINES WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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