Janice G. Ainsworth

ROCKWORTH INVESTMENT SERVICES LLC

Center Conway, NH 03813-4411

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CRD#: 5737205

Professional summary

Janice G Ainsworth is a registered financial advisor currently at ROCKWORTH INVESTMENT SERVICES LLC located in Center Conway, New Hampshire.

Janice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Janice has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice G Ainsworth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2011 - Present

ROCKWORTH INVESTMENT SERVICES LLC

Office #1: 115 Odell Hill Road, Center Conway, NH 03813-4411

RIA

CRD#: 154115

Center Conway, NH

Past

January 5, 2010 - December 31, 2010

MHP ASSET MANAGEMENT

RIA

CRD#: 139995

CONWAY, NH

Past

November 24, 2009 - September 6, 2011

MHP ASSET MANAGEMENT

RIA

CRD#: 139995

CONWAY, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(10/6/2011)

IAR

New Hampshire
(9/22/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2007

Uniform Investment Adviser Law Examination

Current Firm

ROCKWORTH INVESTMENT SERVICES LLC

AINSWORTH, JANICE G. | VISION FINANCIAL LLC | ROCKWORTH INVESTMENT SERVICES LLC

CRD#: 154115 / SEC#:

Maine

Registered Investment Advisory firm - (10/6/2011 Approved)

New Hampshire

Registered Investment Advisory firm - (9/22/2011 Approved)

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Contact information

Main Address

115 Odell Hill Road, Center Conway, NH 03813-4411

Mailing Address

Phone number

(603) 344-9942

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 6,752,308

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Janice G. Ainsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice G Ainsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKWORTH INVESTMENT SERVICES LLC

MHP ASSET MANAGEMENT

MHP ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2007

Current Firm

ROCKWORTH INVESTMENT SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKWORTH INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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