AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HD

Homero J. Diaz

CASTLEVIEW PARTNERS
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 5737174
HD

Professional summary

Homero Jose Diaz, who also goes by Homero J Diaz, Homero J. Diaz, Homero J Diaz Luzardo, Homero Jose Diaz-luzardo, is a registered financial advisor currently at CASTLEVIEW PARTNERS, LLC located in Coral Gables, Florida.

Homero is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Homero has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Homero J Diaz | Homero J. Diaz | Homero J Diaz Luzardo | Homero Jose Diaz-Luzardo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA-CASTLEVIEW PARTNERS LLC- 814 PONCE DE LEON BLVD, SUITE 500, CORAL GABLES, FL 33134; INVESTMENT RELATED; PROVIDE FINANCIAL AND INVESTMENT ADVICE; FINANCIAL ADVISOR; 60% OF TIME SPENT. 2) VARIENT FOOD DELIVERY SERVICES (INSTACART, GRUBHUB, AMAZON AND POSTMATES); NON-INVESMENT RELATED; FOOD DELIVERY SERVICE; DRIVER; 20% OF TIME SPENT. 3) REAL ESTATE - 501 OCEAN DRIVE 1019, HOLLYWOOD BEACH, FL 33019; INVESTMENT RELATED; INVESTING IN BUYING AND FLIPPING HOMES; PARTNER; 10 HOURS/MONTH OF TIME SPENT; LESS THAN 1% HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING. 4) ADVISORY, BROKERAGE AND INSURANCE - 210 CEDAR RD, APT. 210, VISTA, CA; INVESTMENT RELATED; SALES FOR ADVISORY, BROKERAGE AND INSURANCE; FINANCIAL ADVISOR; 40 HOURS/MONTH OF TIME SPENT; 8 HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Homero Jose Diaz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2020 - Present

CASTLEVIEW PARTNERS, LLC

Office #1: 814 Ponce De Leon Suite 500, Coral Gables, FL 33134
RIA
CRD#: 281410
Coral Gables, FL
Past

November 5, 2020 - July 10, 2024

KOVACK SECURITIES INC.

BD
CRD#: 44848
Coral Gables, FL
Past

March 10, 2020 - April 17, 2020

ADVISORY INVESTOR SERVICES LLC

RIA
CRD#: 173134
WESTON, FL
Past

July 25, 2016 - October 22, 2019

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
MIAMI, FL
Past

July 19, 2016 - October 22, 2019

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MIAMI, FL
Past

July 11, 2012 - July 5, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIAMI, FL
Past

April 12, 2012 - July 5, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MIAMI, FL
Past

January 20, 2010 - March 23, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
CORAL GABLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CASTLEVIEW PARTNERS, LLC
AIALPHA TAMP SERVICES | FUSE PARTNERS | CASTLEVIEW PARTNERS, LLC D/B/A AIALPHA TAMP SERVICES | CASTLEVIEW PARTNERS, LLC

CRD#: 281410 / SEC#: 801-106652

RIA
Registered Investment Advisory firm - (9/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/1/2020)
IAR
Florida
(7/14/2020)
IAR
Texas
(9/28/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/6/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/19/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CP
CASTLEVIEW PARTNERS, LLC
AIALPHA TAMP SERVICES | FUSE PARTNERS | CASTLEVIEW PARTNERS, LLC D/B/A AIALPHA TAMP SERVICES | CASTLEVIEW PARTNERS, LLC

CRD#: 281410 / SEC#: 801-106652

RIA
Registered Investment Advisory firm - (9/11/2015 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4851 Lbj Freeway Suite 850, Dallas, TX 75244
Mailing Address
Phone number
(214) 710-1995
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CASTLEVIEW FORM ADV, PART II UPDATED FOR ADDRESS CHANGE (9/29/2025)
CASTLEVIEW PARTNERS ADV PART 2A FY 2024-25 (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,133
AUM (Assets Under Management)$ 331,233,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTLEVIEW PARTNERS, LLC

CRD#: 281410Coral Gables, FL 33134

TRUST BUT VERIFY

Monitor Homero Diaz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics