Brittany D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Deleo Jones, who also goes by Brittany Alyse Deleo, Brittany Alyse Jones, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2011. Brittany had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2019 - February 6, 2020
SIHARUM ADVISORS, LLC
July 30, 2018 - May 23, 2019
TIMESCALE FINANCIAL, INC.
January 8, 2018 - May 24, 2019
PURSHE KAPLAN STERLING INVESTMENTS
February 18, 2011 - November 7, 2017
LPL FINANCIAL LLC
January 17, 2011 - November 7, 2017
LPL FINANCIAL LLC
Primary Firm SEC Registration
SIHARUM ADVISORS, LLC
CRD#: 147957 / SEC#: 801-69495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIHARUM ADVISORS, LLC
CRD#: 147957 / SEC#: 801-69495
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 319 |
| AUM (Assets Under Management) | $ 589,886,040 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 07/26/2024 | ||
| 09/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
