EL
Elgin J. Lastrape
CETERA INVESTMENT ADVISERS LLC
LUBBOCK, TX 79424
Some features on this profile are disabled
CRD#: 5736967
EL
Professional summary
Elgin Joseph Lastrape, who also goes by Elgin Lastrape, Elgin Joseph Lastrape, Elgin Jospeh Lastrape, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lubbock, Texas and CETERA ADVISORS LLC located in Waco, Texas.
Elgin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Elgin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elgin Lastrape | Elgin Joseph Lastrape | Elgin Jospeh Lastrape
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EJL FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 04/2019, OWNER APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND INSURANCE 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 04/2019, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: NEW ROAD CHURCH OF CHRIST; INVESTMENT RELATED: NO; ADDRESS: 3100 S. NEW ROAD WACO, TX 76706; NATURE OF BUSINESS: RELIGIOUS; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: ELDER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR SPIRITUAL WELL BEING OF CONGREGATION, PRAYING, TEACHING, COUNSELING AND VISITING MEMBERS; 4. NAME OF OTHER BUSINESS: WACO FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 800 WASHINGTON WACO, TX 76701; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: AUDIT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW AND APPROVE AUDITS, REVIEW FINDINGS IN THE YEAR END AUDIT REPORT;
CRS (Client Relationship Summary) - RIA
Click below to view Elgin Joseph Lastrape's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12513 Quaker Avenue, Lubbock, TX 79424Office #2: 7111 Bosque Ste 203a, Waco, TX 76710RIA
CRD#: 105644
LUBBOCK, TX
Current
April 22, 2019 - Present
CETERA ADVISORS LLC
Office #1: 7101 Bosque Blvd Ste A, Waco, TX 76710Office #2: 3223 S Loop 289 Ste 215, Lubbock, TX 79423BD
CRD#: 10299
Waco, TX
Past
April 22, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
DENVER, CO
Past
October 25, 2017 - April 23, 2019
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
WACO, TX
Past
October 25, 2017 - April 23, 2019
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
WACO, TX
Past
January 19, 2010 - October 27, 2017
EDWARD JONES
RIA
CRD#: 250
WACO, TX
Past
January 5, 2010 - October 27, 2017
EDWARD JONES
BD
CRD#: 250
WACO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/22/2019)
RR
California(4/22/2019)
RR
Florida(9/7/2023)
RR
Georgia(4/22/2019)
RR
Hawaii(9/7/2023)
RR
Illinois(9/7/2023)
RR
Kansas(7/21/2025)
RR
Missouri(4/22/2019)
RR
Nevada(4/22/2019)
RR
New Mexico(9/7/2023)
RR
North Carolina(4/23/2019)
RR
Oklahoma(9/7/2023)
RR
Pennsylvania(8/26/2021)
RR
Puerto Rico(9/7/2023)
RR
Texas(4/22/2019)
IAR
Texas(3/21/2024)
RR
Washington(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
