Jeremy D. Smith

HORIZON WEALTH ADVISORS

Lakewood Ranch, FL

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CRD#: 5736929

Professional summary

Jeremy Dallas Smith is a registered financial advisor currently at HORIZON WEALTH ADVISORS located in Lakewood Ranch, Florida.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeremy has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Dallas Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2015 - Present

HORIZON WEALTH ADVISORS

RIA

CRD#: 148338

Lakewood Ranch, FL

Past

March 25, 2013 - April 29, 2015

RUDD ASSET MANAGEMENT

RIA

CRD#: 162821

SARASOTA, FL

Past

October 28, 2011 - March 5, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SARASOTA, FL

Past

October 28, 2011 - March 5, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SARASOTA, FL

Past

April 9, 2010 - November 1, 2011

EDWARD JONES

RIA

CRD#: 250

SARASOTA, FL

Past

January 5, 2010 - November 1, 2011

EDWARD JONES

CRD#: 250

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON WEALTH ADVISORS

HORIZON WEALTH ADVISORS | HORIZON WEALTH ADVISORS, LLC

CRD#: 148338 / SEC#: 801-100378

RIA

Registered Investment Advisory firm - (6/24/2015 Approved)

Florida

Registered Investment Advisory firm - (7/6/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/29/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/4/2010

General Securities Representative Examination

Current Firm

HORIZON WEALTH ADVISORS

HORIZON WEALTH ADVISORS | HORIZON WEALTH ADVISORS, LLC

CRD#: 148338 / SEC#: 801-100378

RIA

Registered Investment Advisory firm - (6/24/2015 Approved)

Florida

Registered Investment Advisory firm - (7/6/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/8/2015 Terminated)

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Contact information

Main Address

Lakewood Ranch, FL

Mailing Address

9040 Town Center Parkway, Lakewood Ranch, FL 34202

Phone number

(941) 362-0161

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON WEALTH ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 216,986,506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Dallas Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORIZON WEALTH ADVISORS

RUDD ASSET MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

HORIZON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2010

Series 7

Date: 1/4/2010

Current Firm

HORIZON WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORIZON WEALTH ADVISORS

TRUST BUT VERIFY

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