Gregory C. Schmertmann
Professional summary
Gregory Carsten Schmertmann, who also goes by Gregory Schmertmann, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Venice, Florida and TRUIST INVESTMENT SERVICES, INC. located in Venice, Florida.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Gregory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Carsten Schmertmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 200 S. Nokomis Ave, Venice, FL 34285January 16, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 200 Nokomis Ave S, Venice, FL 34285Office #2: 5035 Ocean Blvd, Sarasota, FL 34242Office #3: 3400 S Tamiami Trl, Sarasota, FL 34239January 20, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 21, 2014 - January 20, 2015
RAYMOND JAMES & ASSOCIATES, INC.
May 20, 2014 - January 20, 2015
RAYMOND JAMES & ASSOCIATES, INC.
December 26, 2013 - May 14, 2014
TRUIST INVESTMENT SERVICES, INC.
December 20, 2013 - May 14, 2014
TRUIST INVESTMENT SERVICES, INC.
January 13, 2011 - November 5, 2013
TRUIST INVESTMENT SERVICES, INC.
January 3, 2011 - November 5, 2013
TRUIST INVESTMENT SERVICES, INC.
January 22, 2010 - July 23, 2010
EDWARD JONES
January 5, 2010 - July 23, 2010
EDWARD JONES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2016)
(1/16/2015)
(1/16/2015)
(1/16/2015)
(1/16/2015)
(9/9/2016)
(8/2/2016)
(1/16/2015)
(9/15/2021)
(1/16/2015)
(7/7/2016)
(9/14/2022)
(1/16/2015)
(11/6/2020)
(1/16/2015)
(1/16/2015)
(1/16/2015)
(1/20/2015)
(1/16/2015)
(1/16/2015)
(1/16/2015)
(3/22/2019)
(1/16/2015)
(1/16/2015)
(6/28/2017)
(1/16/2015)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
