MB
Michael E. Brinker
WEALTH ADVISORS OF IOWA
West Des Moines, IA 50266
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CRD#: 5736866
MB
Professional summary
Michael Edward Brinker is a registered financial advisor currently at WEALTH ADVISORS OF IOWA, LLC located in West Des Moines, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MCGOWEN HURST CLARK & SMITH; 1601 WEST LAKES PARKWAY, STE 300, WEST DES MOINES, IA 50266; NON-INVSTD; CPA FIRM; PARTNER; 11/92-PRES; 160 HRS/MO; 160 TRD HRS/MO; 2) GREATER DES MOINES LEADERSHIP INSTITUTE; 700 LOCUST ST, STE 100, DES MOINES, IA 50309; NON-INVSTD; BOARD MEMBER; DIRECTOR; 07/07-PRES; 4 HRS/MO; 4 TRD HRS/MO; 3)VisionBank Iowa, 104 Chestnut St., Ames, IA 50010, not investment related, Bank, Member-Board of Directors and Chair of Audit Committee; less than 4 hour per month.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Brinker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2012 - Present
WEALTH ADVISORS OF IOWA, LLC
Office #1: 1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266RIA
CRD#: 115088
West Des Moines, IA
Past
June 30, 2010 - December 31, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS OF IOWA, LLC
WEALTH ADVISORS OF IOWA, LLC
CRD#: 115088 / SEC#: 801-118210
RIA
Registered Investment Advisory firm - (3/12/2020 Approved)Iowa
Registered Investment Advisory firm - (3/24/2020 Terminated)Texas
Registered Investment Advisory firm - (3/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/10/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
WA
WEALTH ADVISORS OF IOWA, LLC
WEALTH ADVISORS OF IOWA, LLC
CRD#: 115088 / SEC#: 801-118210
RIA
Registered Investment Advisory firm - (3/12/2020 Approved)Iowa
Registered Investment Advisory firm - (3/24/2020 Terminated)Texas
Registered Investment Advisory firm - (3/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 200-7812
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,203 |
| AUM (Assets Under Management) | $ 453,096,614 |
Red Flags
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Company Information
WEALTH ADVISORS OF IOWA, LLC
CRD#: 115088West Des Moines, IA 50266TRUST BUT VERIFY
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