Bobby F. Hailey

FNBB CAPITAL MARKETS

Birmingham, AL 35209

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CRD#: 5736735

Professional summary

Bobby Farrar Hailey III, who also goes by Bo Hailey, Bobby Farrar Hailey III, Bobby Farrar Hailey, Bobby Hailey, is a registered financial advisor currently at FNBB CAPITAL MARKETS, LLC located in Birmingham, Alabama.

Bobby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Bobby has worked at 6 firms and has passed the Series 66, Series 52TO, Series 50, SIE, Series 7, Series 54 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bo Hailey | Bobby Farrar Hailey Iii | Bobby Farrar Hailey | Bobby Hailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Farrar Hailey III's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bobby Farrar Hailey III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2024 - Present

FNBB CAPITAL MARKETS, LLC

Office #1: 600 University Park Place Suite 380, Birmingham, AL 35209Office #2: 600 University Park Place Suite 380, Birmingham, AL 35209

RIA

CRD#: 132091

Birmingham, AL

Current

September 19, 2024 - Present

FNBB CAPITAL MARKETS, LLC

Office #1: 600 University Park Place Suite 380, Birmingham, AL 35209Office #2: 600 University Park Place Suite 380, Birmingham, AL 35209

RIA

CRD#: 132091

Birmingham, AL

Past

September 29, 2014 - September 19, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Birmingham, AL

Past

September 23, 2014 - September 19, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Birmingham, AL

Past

January 21, 2014 - September 29, 2014

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BIRMINGHAM, AL

Past

February 19, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

BESSEMER, AL

Past

February 19, 2013 - September 29, 2014

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

BIRMINGHAM, AL

Past

June 17, 2011 - February 15, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BIRMINGHAM, AL

Past

June 3, 2011 - February 15, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

March 3, 2011 - April 29, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

BIRMINGHAM, AL

Past

February 25, 2010 - December 13, 2010

EDWARD JONES

RIA

CRD#: 250

SAN ANTONIO, TX

Past

January 5, 2010 - December 13, 2010

EDWARD JONES

CRD#: 250

SAN ANTONIO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/19/2024)

IAR

Alabama
(9/19/2024)

Arkansas
(9/19/2024)

Florida
(9/19/2024)

Georgia
(9/19/2024)

Kentucky
(9/19/2024)

Louisiana
(9/19/2024)

Mississippi
(9/19/2024)

New York
(2/12/2025)

South Carolina
(12/16/2024)

Tennessee
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 50

Date: 10/12/2018

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 6/27/2019

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 24

Date: 2/17/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FNBB CAPITAL MARKETS, LLC

CRD#: 132091 / SEC#: , 8-66553

Alabama

Registered Investment Advisory firm - SEC (8/2/2017 Approved)

Louisiana

Registered Investment Advisory firm - SEC (8/3/2017 Approved)

Mississippi

Registered Investment Advisory firm - SEC (9/6/2017 Approved)

Tennessee

Registered Investment Advisory firm - SEC (8/7/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

600 University Park Place Suite 380, Birmingham, AL 35209

Mailing Address

600 University Park Place Suite 380, Birmingham, AL 35209

Phone number

(205) 262-2522

Established

Louisiana since 11/24/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (43 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIRST NATIONAL BANKER'S BANKSHARES, INC.	PARENT COMPANY
BOUDREAUX, LAURA J.	PRINCIPAL/CHIEF COMPLIANCE OFFICER/CFO/FINOP/AML OFFICER/PRINCIPAL FINANCIAL OFFICER	4823412
CORTS, CHRISTIAN HAAS	PRESIDENT/CHIEF EXECUTIVE OFFICER/DESIGNATED PRINCIPAL/EVP/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER	2581628
QUINLAN, JOSEPH FRANCIS JR	MEMBER	1579877

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bobby F. Hailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Farrar Hailey III's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bobby Farrar Hailey III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNBB CAPITAL MARKETS, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

NYLIFE SECURITIES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2010

Series 52TO

Date: 1/2/2023

Series 50

Date: 10/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2010

Series 54

Date: 6/27/2019

Series 24

Date: 2/17/2015

FINRA

Current Firm

FNBB CAPITAL MARKETS, LLC

Contact information

FINRA licenses (43 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FNBB CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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