Alison Silva
STRATEGIC ADVISERS LLC | Financial Consultant
DALLAS, TX
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CRD#: 5736611
Professional summary
Alison Silva, who also goes by Alison Lee Silva, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Dallas, Texas and FIDELITY BROKERAGE SERVICES LLC located in Plano, Texas.
Alison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alison has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I am passionate about getting to know my client's, their families, and what their goals are. I strive to make financial planning stress-free and to make client's feel comfortable and confident with their financial plan.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alison Lee Silva
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-94818|OrgNmn:Poshmark|Org Addr:Dallas,Texas,US|OBA Nature:clothing |Invst Rel:N|Title:no title or postion - just 1099 i|Duties:none |StrtDt:12-15-22|TotHrs/mon:2|TrdHrs/mon:0|OBA-106307|OrgNmn:Knox Growth Partners, LLC |Org Addr:Dallas,Texas,US|OBA Nature:real estate and other investme|Invst Rel:Y|Title:member of LLC |Duties:none |StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Alison Silva's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Los Angeles
Bachelor of Arts (BA) - American Literature
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5905 Legacy Dr Suite A100, Plano, TX 75024-4118RIA
CRD#: 104555
DALLAS, TX
Current
July 23, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5905 Legacy Drive Suite A100, Plano, TX 75024BD
CRD#: 7784
Plano, TX
Past
September 28, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PLANO, TX
Past
February 27, 2019 - June 16, 2020
NEXPOINT SECURITIES, INC.
BD
CRD#: 165013
DALLAS, TX
Past
October 17, 2018 - January 29, 2019
THE M & A GROUP LLC
BD
CRD#: 144909
SARASOTA, FL
Past
January 6, 2014 - September 7, 2018
STRATCAP SECURITIES, LLC
BD
CRD#: 151152
NEW YORK, NY
Past
July 4, 2011 - April 8, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/19/2024)
RR
Arkansas(5/6/2022)
RR
Colorado(6/4/2021)
RR
Florida(10/8/2021)
RR
Georgia(6/29/2023)
RR
Kansas(5/3/2024)
RR
Louisiana(7/23/2020)
RR
Missouri(10/8/2021)
RR
New Mexico(7/23/2020)
RR
New York(9/23/2025)
RR
Ohio(9/29/2023)
RR
Oklahoma(7/23/2020)
RR
Pennsylvania(8/19/2021)
RR
South Carolina(1/28/2025)
RR
Texas(7/23/2020)
IAR
Texas(3/31/2025)
RR
Washington(10/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Dallas, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
