Robert A. Hammer

SOUNDWATCH CAPITAL

Rowayton, CT 06853

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CRD#: 5736122

Professional summary

Robert Allen Hammer, who also goes by Rob Hammer, is a registered financial advisor currently at SOUNDWATCH CAPITAL, LLC located in Rowayton, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 17, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Hammer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SWC USA LLC, 34 OLD FARM ROAD, DARIEN, CT 06820, FOUNDER, CHIEF EXECUTIVE OFFICER, 04/2014 START DATE, 1 HOUR PER WEEK DEVOTED TO THIS OTHER BUSINESS WHICH MAY OCCUR DURING SECURITIES TRADING HOURS, MAKE INVESTMENT DECISIONS FOR THIS INVESTMENT-RELATED BUSINESS SWC BV, VLEIGWEG 16, BLARICUM, 1261 GL, NETHERLANDS, FOUNDER, CHIEF INVESTMENT OFFICER OF SWC HEDGED EQUITY FUND BV, 01/2018 START DATE, 3 HOURS PER WEEK DEVOTED TO THIS OTHER BUSINESS WHICH MAY OCCUR DURING SECURITIES TRADING HOURS, MAKE INVESTMENT DECISIONS FOR THIS INVESTMENT-RELATED BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Hammer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2022 - Present

SOUNDWATCH CAPITAL, LLC

Office #1: 137 Rowayton Avenue Suite 120, Rowayton, CT 06853

RIA

CRD#: 173151

Rowayton, CT

Past

January 6, 2015 - December 31, 2021

SOUNDWATCH CAPITAL, LLC

RIA

CRD#: 173151

NEW YORK, NY

Past

January 6, 2014 - April 16, 2014

STAR MOUNTAIN ADVISORS, LLC

CRD#: 153505

NEW YORK, NY

Past

December 22, 2009 - August 16, 2013

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUNDWATCH CAPITAL, LLC

SOUND WATCH CAPITAL, LLC | SOUNDWATCH CAPITAL, LLC

CRD#: 173151 / SEC#: 801-80617

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 17

Date: 12/21/2009

Limited Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/15/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2010

General Securities Principal Examination

Current Firm

SOUNDWATCH CAPITAL, LLC

SOUND WATCH CAPITAL, LLC | SOUNDWATCH CAPITAL, LLC

CRD#: 173151 / SEC#: 801-80617

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

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Contact information

Main Address

137 Rowayton Avenue Suite 120, Rowayton, CT 06853

Mailing Address

Phone number

(646) 442-9655

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/5/2025)

Regulatory assets under management

Total Number of Accounts	300
AUM (Assets Under Management)	$ 795,152,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Hammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Hammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUNDWATCH CAPITAL, LLC

STAR MOUNTAIN ADVISORS, LLC

NATWEST MARKETS SECURITIES INC.

Primary Firm SEC Registration

SOUNDWATCH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2014

Series 63

Date: 12/29/2009

Series 17

Date: 12/21/2009

Series 4

Date: 8/15/2011

Series 24

Date: 1/30/2010

Current Firm

SOUNDWATCH CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUNDWATCH CAPITAL, LLC

TRUST BUT VERIFY

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