William J. Crolley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Crolley, who also goes by Bill Crolley, William J Crolley, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2002 - December 31, 2007
FELTL & COMPANY
October 9, 1985 - July 8, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
September 20, 1985 - October 7, 1985
J.W. MCCLEES AND COMPANY, INC.
March 2, 1979 - September 6, 1985
PAGEL INC.
January 31, 1974 - March 23, 1979
CRAIG-HALLUM, INC.
March 30, 1973 - February 18, 1974
GM CLARK & CO INC
February 18, 1972 - April 30, 1973
THE MARSHALL COMPANY, INC.
April 16, 1971 - March 18, 1972
BISHOP AND MAHONEY INCORPORATED
January 21, 1970 - May 13, 1971
INDUSTRY SAVINGS PLANS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/15/1968
Registered Representative ExaminationCurrent Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
