Sean I. Mcdougle

NEST FINANCIAL LLC

Austin, TX 78756

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CRD#: 5735785

Professional summary

Sean Ian Mcdougle, CFP®, who also goes by Sean Mcdougle, is a registered financial advisor currently at NEST FINANCIAL LLC located in Austin, Texas.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sean has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Mcdougle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nest Financial LLC, a Registered Investment Advisor Sell Fixed annuities, life insurance, disability Insurance and Longterm care insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Ian Mcdougle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

November 5, 2018 - Present

NEST FINANCIAL LLC

Office #1: 5540 N Lamar Blvd, Austin, TX 78756

RIA

CRD#: 299307

Austin, TX

Past

April 22, 2019 - July 15, 2020

UNION CAPITAL COMPANY

CRD#: 110301

Austin, TX

Past

December 22, 2017 - August 13, 2018

ADVISOR RESOURCE COUNCIL

RIA

CRD#: 164109

Dallas, TX

Past

September 10, 2016 - August 16, 2018

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

June 18, 2010 - September 15, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

DALLAS, TX

Past

January 22, 2010 - April 27, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/18/2020)

IAR

Texas
(11/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2010

General Securities Representative Examination

Current Firm

NEST FINANCIAL LLC

INSURANCE BROKER | REGISTERED REPRESENTATIVE OF A BROKER DEALER | NEST FINANCIAL LLC

CRD#: 299307 / SEC#:

Ohio

Registered Investment Advisory firm - (2/18/2020 Approved)

Texas

Registered Investment Advisory firm - (11/5/2018 Approved)

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Contact information

Main Address

5540 N Lamar Blvd, Austin, TX 78756

Mailing Address

Phone number

(512) 944-4882

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 30,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean I. Mcdougle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Ian Mcdougle's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEST FINANCIAL LLC

UNION CAPITAL COMPANY

ADVISOR RESOURCE COUNCIL

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/2010

SIE

Date: 8/16/2018

Series 7

Date: 1/20/2010

Current Firm

NEST FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEST FINANCIAL LLC

TRUST BUT VERIFY

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