Lacretia N. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lacretia Nicole Phillips, who also goes by Lacretia N Phillips, was a registered financial professional .
Lacretia is a previously registered financial professional and started their career in finance in 2009. Lacretia had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2022 - September 16, 2024
IOI CAPITAL AND MARKETS, LLC
September 13, 2018 - January 20, 2021
TUDOR PICKERING HOLT & CO ADVISORS LP
September 13, 2018 - January 7, 2022
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
September 13, 2018 - January 7, 2022
PERELLA WEINBERG PARTNERS LP
March 23, 2016 - September 7, 2018
VALIC FINANCIAL ADVISORS, INC.
April 1, 2013 - February 16, 2016
J.P. MORGAN SECURITIES LLC
December 15, 2009 - April 5, 2011
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
IOI CAPITAL AND MARKETS, LLC
CRD#: 290944 / SEC#: , 8-70045
Contact information
Documents
Red Flags
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