Benjamin D. Bortner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Dyer Bortner MR., who also goes by Benjamin Dyer Bortner, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2010. Benjamin had worked at 2 firms and has passed the Series 63, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - July 3, 2017
WHITE BISON
May 10, 2010 - January 25, 2012
SATURNA BROKERAGE SERVICES, INC
State Registrations and Notice Filings
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Exams
Current Firm
WHITE BISON
CRD#: 165256 / SEC#: 801-80863
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 1/9/2015 |
Red Flags
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