Michael T. Maloney
Professional summary
Michael Thomas Maloney is a registered financial professional currently at DASH PRIME LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Maloney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2015 - Present
DASH PRIME LLC
Office #1: 200 South Wacker Drive Suite 2450, Chicago, IL 60606January 28, 2014 - February 2, 2015
LUPO FUTURES, LLC
January 28, 2014 - February 2, 2015
LUPO SECURITIES, LLC
December 1, 2011 - January 16, 2014
LIGHTSPEED TRADING, LLC
December 23, 2009 - December 5, 2011
POTAMUS TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
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