Peter M. Walton

7PW WEALTH

Davidson, NC

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CRD#: 5734995

Professional summary

Peter Madison Walton is a registered financial advisor currently at 7PW WEALTH, LLC located in Davidson, North Carolina.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Peter has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

7PW Consulting, LLC; non-investment related; Davidson, NC 28036; Business Consulting; CEO/President; Start date - August 2022; 5 hours per month; 0 during trading hours; Consultant for project based engagements.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Madison Walton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2022 - Present

7PW WEALTH, LLC

RIA

CRD#: 323511

Davidson, NC

Past

November 23, 2020 - September 21, 2022

GREERWALKER WEALTH LLC

RIA

CRD#: 118154

CHARLOTTE, NC

Past

August 29, 2011 - December 31, 2020

TRAVERSE WEALTH

RIA

CRD#: 138003

MOORESVILLE, NC

Past

February 1, 2010 - August 19, 2011

MORGAN STANLEY

RIA

CRD#: 149777

CHARLOTTE, NC

Past

January 1, 2010 - August 19, 2011

MORGAN STANLEY

CRD#: 149777

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/20/2022)

IAR

South Carolina
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 3/19/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/29/2009

General Securities Representative Examination

Current Firm

7PW WEALTH, LLC

CRD#: 323511 / SEC#:

North Carolina

Registered Investment Advisory firm - (10/20/2022 Approved)

South Carolina

Registered Investment Advisory firm - (2/27/2025 Approved)

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Contact information

Main Address

Davidson, NC

Mailing Address

Phone number

(336) 480-5148

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 29,693,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter M. Walton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Madison Walton's CRS (Customer Relationship Summary).

Certified licenses

Experience

7PW WEALTH, LLC

GREERWALKER WEALTH LLC

TRAVERSE WEALTH

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2010

Series 31

Date: 3/19/2010

Series 7

Date: 12/29/2009

Current Firm

7PW WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

7PW WEALTH, LLC

TRUST BUT VERIFY

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