Cecilia M. Domingos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecilia Mehrnoosh Domingos, who also goes by Cece Domingos, was a registered financial professional .
Cecilia is a previously registered financial professional and started their career in finance in 2009. Cecilia had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Rensselaer Polytechnic Institute
Master of Business Administration (MBA) - Finance and Entrepreneurship
2003
United States Merchant Marine Academy
Bachelor of Science (BS) - Marine Transportation
1999
Experience
April 13, 2021 - June 6, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 2, 2021 - June 5, 2023
FIDELITY BROKERAGE SERVICES LLC
January 11, 2010 - January 20, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 3, 2009 - January 20, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/1/2021
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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