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JW

Jason S. Weller

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CRD#: 5734326
JW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Steven Weller was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2010. Jason had worked at 1 firm and has passed the Series 79 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 8, 2010 - December 20, 2012

MILLER CAPITAL MARKETS, LLC

BD
CRD#: 136077
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79
Date: 9/1/2011
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/7/2010
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

MC
MILLER CAPITAL MARKETS, LLC
MILLER CAPITAL MARKETS, LLC

CRD#: 136077 / SEC#: , 8-66969

BD
Terminated by SEC on 02/01/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Arizona since 03/30/2005
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MILLER INVESTMENT, INC.OWNER
MILLER, RUDY R.CHAIRMAN
REW HOLDINGS, LLCOWNER
WELLER, JASON STEVENVP, GENERAL COUNSEL AND FINANCIAL & OPERATIONS PRINCIPAL5734326
WOLFORD, CHRISTIAN MILANPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER AND GENERAL SECURITIES PRINCIPAL3128305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLER CAPITAL MARKETS, LLC

CRD#: 136077

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