Jeffrey L. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lloyd Turner, who also goes by Jeff Turner, Jeffrey Turner, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2009. Jeffrey had worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2020 - November 6, 2025
PNC CAPITAL MARKETS LLC
June 24, 2019 - July 18, 2022
PNC CAPITAL ADVISORS LLC
June 19, 2019 - December 31, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
October 10, 2018 - February 25, 2019
BLACK SWIFT GROUP, LLC
December 14, 2017 - October 2, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
July 5, 2013 - August 16, 2017
NORTHSTAR SECURITIES, LLC
August 20, 2012 - April 8, 2013
SIDOTI & COMPANY, LLC
December 10, 2009 - July 15, 2010
INTERMERCHANT SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/29/2024
Municipal Securities Representative ExaminationSeries 79TO
Date: 8/8/2022
Investment Banking Registered Representative ExaminationCurrent Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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