Nathaniel G. Mcmillian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel Glen Mcmillian, who also goes by Nathaniel Mcmillian, was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 2009. Nathaniel had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - April 18, 2013
FINANCIAL TELESIS INC
June 7, 2012 - April 18, 2013
FINANCIAL TELESIS INC
October 26, 2010 - May 24, 2012
WADDELL & REED
December 23, 2009 - May 24, 2012
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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