Stephen F. Conte

CONTE ASSET MANAGEMENT

Incline Village, NV

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CRD#: 5733944

Professional summary

Stephen Fred Conte is a registered financial advisor currently at CONTE ASSET MANAGEMENT, LLC located in Incline Village, Nevada.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stephen has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blue Sky Corporate Ranch, LLC; Non-Investment Related; 2071 State Road 32 Wanship, Utah 84017; Hospitality Industry; CFO; 04/2020; 1 hour per month; CFO duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Fred Conte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2020 - Present

CONTE ASSET MANAGEMENT, LLC

RIA

CRD#: 306878

Incline Village, NV

Past

May 7, 2014 - September 30, 2016

PRESIDIO CAPITAL ADVISORS LLC

RIA

CRD#: 108531

SAN FRANCISCO, CA

Past

March 10, 2010 - July 20, 2010

SHEPHERD KAPLAN LLC

RIA

CRD#: 128244

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(6/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2020

Uniform Investment Adviser Law Examination

Current Firm

CONTE ASSET MANAGEMENT, LLC

CRD#: 306878 / SEC#:

Nevada

Registered Investment Advisory firm - (6/9/2020 Approved)

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Contact information

Main Address

Incline Village, NV

Mailing Address

Phone number

(415) 990-5725

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen F. Conte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Fred Conte's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTE ASSET MANAGEMENT, LLC

PRESIDIO CAPITAL ADVISORS LLC

SHEPHERD KAPLAN LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2020

Current Firm

CONTE ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

CONTE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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