Nadezhda Mandel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nadezhda Mandel, who also goes by Nadya Mandel, was a registered financial professional .
Nadezhda is a previously registered financial professional and started their career in finance in 2010. Nadezhda had worked at 3 firms and has passed the Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2014 - October 22, 2020
CABOT LODGE SECURITIES LLC
December 20, 2012 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
April 2, 2010 - April 2, 2012
GENESIS GLOBAL TRADING, INC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/26/2024
General Securities Representative ExaminationCurrent Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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