Christina J. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Jean Perry, who also goes by Christina Jean Grimmer, Christina Grimmer, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2009. Christina had worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2009 - October 31, 2014
SAFEGUARD SECURITIES, INC.
December 22, 2009 - December 31, 2009
AMERICA NORTHCOAST SECURITIES, INC.
Primary Firm SEC Registration
SAFEGUARD SECURITIES, INC.
CRD#: 31256 / SEC#: 801-67475, 8-45442
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAFEGUARD SECURITIES, INC.
CRD#: 31256 / SEC#: 801-67475, 8-45442
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 1,305,499,514 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
