Yuriy Davydov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuriy Davydov was a registered financial professional .
Yuriy is a previously registered financial professional and started their career in finance in 2009. Yuriy had worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2024 - April 11, 2025
THE LEADERS GROUP, INC.
March 30, 2022 - May 17, 2022
CITIZENS SECURITIES, INC.
August 20, 2021 - January 11, 2022
HSBC SECURITIES (USA) INC.
September 4, 2013 - June 12, 2020
HSBC SECURITIES (USA) INC.
July 3, 2013 - August 20, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 8, 2013 - June 11, 2013
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
December 16, 2009 - May 24, 2011
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/12/2024
General Securities Representative ExaminationSeries 6TO
Date: 7/27/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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