Brian O. Orourke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian O Orourke was a registered financial advisor .
Brian is a previously registered financial advisor and started their career in finance in 2010. Brian had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2012 - December 31, 2014
DELPHI WEALTH ADVISORS
September 12, 2012 - November 26, 2012
DELPHI SECURITIES, CORP
April 19, 2010 - September 15, 2010
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
DELPHI WEALTH ADVISORS
CRD#: 127322 / SEC#:
Contact information
Red Flags
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