Sam N. Haddad

DOMANI ADVISORS

New York, NY 10001

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CRD#: 5732895

Professional summary

Sam Nmn Haddad, who also goes by Sam Haddad, Sam Nmn Haddad, is a registered financial advisor currently at DOMANI ADVISORS located in New York, New York.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Sam has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Haddad | Sam Nmn Haddad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Nmn Haddad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2021 - Present

DOMANI ADVISORS

Office #1: 10 West 33rd Street Suite 802, New York, NY 10001

RIA

CRD#: 291796

New York, NY

Past

February 1, 2010 - August 23, 2018

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

January 1, 2010 - August 23, 2018

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOMANI ADVISORS

AMERICAN ALPHA ADVISORS, LLC | DOMANI ADVISORS

CRD#: 291796 / SEC#: 801-114799

RIA

Registered Investment Advisory firm - (3/8/2019 Approved)

New York

Registered Investment Advisory firm - (3/12/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/7/2024)

IAR

New Jersey
(11/19/2024)

IAR

New York
(5/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/29/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/31/2009

General Securities Representative Examination

Current Firm

DOMANI ADVISORS

AMERICAN ALPHA ADVISORS, LLC | DOMANI ADVISORS

CRD#: 291796 / SEC#: 801-114799

RIA

Registered Investment Advisory firm - (3/8/2019 Approved)

New York

Registered Investment Advisory firm - (3/12/2019 Terminated)

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Contact information

Main Address

10 West 33rd Street Suite 802, New York, NY 10001

Mailing Address

Phone number

(917) 810-5530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 304,356,267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sam N. Haddad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Nmn Haddad's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

DOMANI ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2010

SIE

Date: 8/23/2018

Series 31

Date: 7/29/2011

Series 7

Date: 12/31/2009

Current Firm

DOMANI ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOMANI ADVISORS

TRUST BUT VERIFY

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