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John David Metzger

John D. Metzger

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CRD#: 5732696
John David Metzger

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John David Metzger, CFP®, who also goes by John D Metzger, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2009. John had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John D Metzger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

August 18, 2016 - November 1, 2016

NORTHCOAST ASSET MANAGEMENT LLC

RIA
CRD#: 109582
La Jolla, CA
Past

May 6, 2016 - November 16, 2016

CANTER WEALTH

RIA
CRD#: 167828
La Jolla, CA
Past

July 22, 2015 - April 28, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CARLSBAD, CA
Past

July 22, 2015 - April 28, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CARLSBAD, CA
Past

November 29, 2010 - July 7, 2015

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SAN DIEGO, CA
Past

November 19, 2010 - July 7, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SAN DIEGO, CA
Past

January 5, 2010 - October 15, 2010

EDWARD JONES

RIA
CRD#: 250
SAN DIEGO, CA
Past

December 18, 2009 - October 15, 2010

EDWARD JONES

BD
CRD#: 250
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/31/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


NA
NORTHCOAST ASSET MANAGEMENT LLC
NORTHCOAST ASSET MANAGEMENT DBA SETTLEMENT INVESTMENT SERVICES | TRENDLOGIC ASSOCIATES LLC | TRENDLOGIC ASSOCIATES INC. | NORTHCOAST ASSET MANAGEMENT LLC

CRD#: 109582 / SEC#: 801-57294

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Contact information


Main Address
One Greenwich Office Park, Greenwich, CT 06831
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

NORTHCOAST ASSET MANAGEMENT BROCHURE MARCH 2021 (3/29/2021)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHCOAST ASSET MANAGEMENT LLC

CRD#: 109582

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