WJ
Wesley R. Joiner
LEGACY FINANCIAL ADVISORS
Saint Simons Island, GA
Some features on this profile are disabled
CRD#: 5732382
WJ
Professional summary
Wesley R Joiner is a registered financial advisor currently at LEGACY FINANCIAL ADVISORS located in Saint Simons Island, Georgia.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Wesley has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Wesley Robert Joiner is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Legacy Financial Advisors, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Legacy Financial Advisors, LLC in such individual's outside capacity.
2. Wesley Robert Joiner is Partner of IMaximize Social Security, LLC (a company formed to eventually provide a mobile application that would advise people on how to take Social Security; it is unrelated to LFA's advisory business). From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Legacy Financial Advisors, LLC always acts in the best interest of the client and clients are in no way required to the services of any representative of Legacy Financial Advisors, LLC in connection with such individual's activities outside of Legacy Financial Advisors, LLC.
3. Wesley Robert Joiner is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Legacy Financial Advisors, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Legacy Financial Advisors, LLC in connection with such individual's activities outside of Legacy Financial Advisors, LLC.
4. IMaximize Social Security LLC, Partner, Start Date 09/10/2013, 40 hours per month.
5. Visitssi LLC, President, Real Estate (Rental Property/Passive Investment) Start Date 09/01/2017, 20 hours per month.
6. Nibble Nation; CFO; Non-CPA (No tax preparation; Start date: 01/01/2020; 40 hours per month.
7. Legacy Financial Advisors LLC Advisory Services; CCO; Registered Investment Advisor; Start Date: 05/31/2020; 160 Hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Wesley R Joiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2020 - Present
LEGACY FINANCIAL ADVISORS
RIA
CRD#: 309156
Saint Simons Island, GA
Past
September 8, 2022 - March 15, 2024
CETERA ADVISORS LLC
BD
CRD#: 10299
ST. SIMONS ISLAND, GA
Past
November 5, 2020 - February 3, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAINT SIMONS ISLAND, GA
Past
January 24, 2020 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
ST. SIMONS ISLAND, GA
Past
January 4, 2016 - December 31, 2016
LEGACY FINANCIAL ADVISORS, LLC
RIA
CRD#: 282141
SAINT SIMONS ISLAND, GA
Past
October 1, 2012 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
ST. SIMONS ISLAND, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY FINANCIAL ADVISORS
LEGACY ADVISORS | LEGACY FINANCIAL ADVISORS LLC | LEGACY FINANCIAL ADVISORS II, LLC | LEGACY FINANCIAL ADVISORS
CRD#: 309156 / SEC#: 801-134038
RIA
Registered Investment Advisory firm - (7/30/2025 Approved)Georgia
Registered Investment Advisory firm - (9/23/2025 Terminated)Texas
Registered Investment Advisory firm - (8/18/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/20/2020)
IAR
Texas(12/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LEGACY FINANCIAL ADVISORS
LEGACY ADVISORS | LEGACY FINANCIAL ADVISORS LLC | LEGACY FINANCIAL ADVISORS II, LLC | LEGACY FINANCIAL ADVISORS
CRD#: 309156 / SEC#: 801-134038
RIA
Registered Investment Advisory firm - (7/30/2025 Approved)Georgia
Registered Investment Advisory firm - (9/23/2025 Terminated)Texas
Registered Investment Advisory firm - (8/18/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Saint Simons Island, GA
Mailing Address
Phone number
(912) 634-8338
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 518 |
| AUM (Assets Under Management) | $ 115,794,767 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
