Robert C. L'amour

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CRD#: 5732094

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Christopher L'amour was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2010. Robert had worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 5, 2017 - November 25, 2024

GUIDELINE INVESTMENTS, LLC

RIA

CRD#: 281515

BURLINGAME, CA

Past

January 6, 2016 - August 13, 2016

CITRINE SECURITIES, LLC

RIA

CRD#: 281924

ANAHEIM HILLS, CA

Past

May 10, 2013 - November 5, 2014

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

May 10, 2013 - November 5, 2014

J.W. COLE FINANCIAL, INC.

CRD#: 124583

CARLSBAD, CA

Past

January 25, 2010 - May 10, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

LAGUNA NIGUEL, CA

Past

January 12, 2010 - May 10, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

RIA

CRD#: 142170

LAGUNA NIGUEL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDELINE INVESTMENTS, LLC

GUIDELINE | GUIDELINE, INC. | GUIDELINE INVESTMENTS, LLC | GUIDELINE INVESTMENTS, L.L.C.

CRD#: 281515 / SEC#: 801-106732

RIA

Registered Investment Advisory firm - (10/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/5/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/22/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/17/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/10/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/23/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/2010

General Securities Principal Examination

Current Firm

GUIDELINE INVESTMENTS, LLC

GUIDELINE | GUIDELINE, INC. | GUIDELINE INVESTMENTS, LLC | GUIDELINE INVESTMENTS, L.L.C.

CRD#: 281515 / SEC#: 801-106732

RIA

Registered Investment Advisory firm - (10/8/2015 Approved)

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Contact information

Main Address

1412 Chapin Avenue, Burlingame, CA 94010

Mailing Address

Phone number

(888) 228-3491

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - GUIDELINE INVESTMENTS, LLC (10/3/2025)

Regulatory assets under management

Total Number of Accounts	792,653
AUM (Assets Under Management)	$ 16,494,894,029

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
10/24/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. L'amour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITRINE SECURITIES, LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

FINANCIAL ADVISERS OF AMERICA, LLC

FINANCIAL ADVISERS OF AMERICA, LLC

Primary Firm SEC Registration

GUIDELINE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2009

SIE

Date: 11/5/2014

Series 3

Date: 6/22/2012

Series 7

Date: 12/17/2009

Series 4

Date: 8/10/2011

Series 53

Date: 6/23/2011

Series 24

Date: 4/1/2010

Current Firm

GUIDELINE INVESTMENTS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GUIDELINE INVESTMENTS, LLC

TRUST BUT VERIFY

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